| PENSON | BROADRIDGE | FUND # | SYMBOL | CUSIP |
| Tax-Exempt California Money Market Fund | A000152 | 25 | TXCXX | 876934100 |
| Tax-Exempt New York Money Market Fund | A000702 | 266 | NYFXX | 23336Y631 |
| Investor Cash Trust Treasury Investment Class | A000682 | 354 | ITVXX | 461473860 |
| Capital Assets Funds Money Market Portfolio | A000041 | 426 | CAMXX | 147539738 |
| Capital Assets Funds Preferred Money Market Portfolio | A000321 | 427 | CAQXX | 147539688 |
| Capital Assets Funds Government & Agency Portfolio | A000042 | 428 | CAAXX | 147539720 |
| Capital Assets Funds Tax Exempt Portfolio | A000043 | 430 | CABXX | 147539712 |